Invitation to Special 3/23 Houston Event – Directors Roundtable Institute

01
Apr

The Directors Roundtable Institute Invites You to Attend a Program  For Boards of Directors & Their Advisors

NAVIGATING THE NEW REGULATORY LANDSCAPE: KEY CHALLENGES AND POTENTIAL CHANGES  IN SEC REGULATION AND ENFORCEMENT

Thursday, March 23, 2017, 7:30 – 9:00 A.M. (7:00 A.M. Registration)

The Houstonian Hotel, 111 North Post Oak Lane, Houston, TX 77024

 

 

There is no fee to attend and breakfast will be served.

Application has been made for Minimum Continuing Legal Education (MCLE) credit with the State Bar of Texas Committee on MCLE in the amount of 1.50 hours.

Join Shamoil Shipchandler, Regional Director of the Fort Worth Regional Office at the U.S. Securities and Exchange Commission (SEC) who will examine key SEC initiatives and priorities and the implications for investors, companies, officers, directors and legal advisers.

Many are speculating what the new leadership will mean for the SEC’s regulatory and enforcement initiatives.

The other Distinguished Speakers will address potential regulatory and enforcement challenges under the new administration and what they mean for you and your company. Their topics will include:

  • Proposed SEC and FCPA enforcement regimes
  • The SEC’s stance on “broken windows” financial control violations
  • Evolving developments in the role of whistleblowers
  • The new Committee of Sponsoring Organizations of the Treadway Commission (COSO) Fraud Risk Guidelines

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.

DISTINGUISHED SPEAKERS

Shamoil Shipchandler, Regional Director (Texas), U.S. Securities and Exchange Commission

Gary Goolsby,  Senior Managing Director, Forensic & Litigation Consulting, FTI Consulting, Inc.

Kevin Harnisch, Head of SEC Enforcement, Washington, DC, Norton Rose Fulbright

Gerry Pecht, Head of Regulations, Investigations, Securities and Compliance, Norton Rose Fulbright

REGISTRATION

To register, log on to our Website, www.directorsroundtable.com, and click on “Current Events and Registration.”

To contact us, call Karen Todd at +1 727 493 2067 or e-mail Jack Friedman, President, Directors Roundtable Institute, at karen.f.todd@gmail.com.